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Mount Prospect Public Works Department
t INTEROFFICE MEMORANDUM
TO: VILLAGE MANAGER MICHAEL E. JANONIS
FROM: DIRECTOR OF PUBLIC WORKS
DATE: SEPTEMBER 5, 2012
SUBJ: 2011 COMPREHENSIVE STORMWATER STUDY FINAL REPORT
Background
On July 23, 2011, the Village endured a torrential, record - setting, rainfall event that resulted in
widespread flooding throughout the community. On August 16, 2011, the Village Board
commissioned Burns & McDonnell Consulting Engineers of Downers Grove, Illinois, to analyze
the causes of flooding and present their findings in a comprehensive flood study report. Burns
& McDonnell was also asked to identify cost - effective recommendations to mitigate defined and
recurrent flooding problems.
Burns & McDonnell's report was presented to the Village Board at the March 13, 2012
Committee of the Whole meeting. For your reference, the executive summary of this report is
enclosed as Attachment A.
At over 100 pages, the report was an expansive and compendious examination of the subject.
However, the essence of the report can be distilled to the following central themes:
The July 23, 2011 rainstorm was an extraordinary event. Analysis of official National
Weather Service data indicates that rainfall received in the early morning hours on that
day was the most intense ever recorded in the Chicago area. Technically, the storm is
considered a "400 + - year" event; a storm that has a 0.25% statistical probability of
occurring in any given year.
Although technically feasible, constructing sewer improvements to convey a 400 -year
storm is cost prohibitive. Conservative estimates place the financial cost of such a feat
in excess of $200 million.
Burns and McDonnell recommended, and staff concurred, that the most effective and
cost - efficient go- forward stormwater management strategy involves a combination of
private sector and public sector improvements:
1. Recommended private sector improvements include the disconnection of footing
tile drains and the installation of overhead sewers in the 379 homes that reported
sanitary backup. These improvements will eliminate the prevalent pathway for
sanitary sewer water to enter basements and below -grade living spaces — the
gravity drain. In many cases, these improvements will also eliminate the
Page 2 of 4
2011 Comprehensive Flood Study Report
September 5, 2012
introduction of clear water into separate sanitary sewers. The estimated cost of
this work is $9,475,000.
2. Recommended public sector improvements include the installation of larger
pipes, and /or the construction of relief sewers, at specified locations. These
improvements will be constructed where engineering evaluation revealed severe
and geographically concentrated flooding associated with a pronounced lack of
local sewer conveyance capacity. Improvements will be designed to provide a
25 -year level of protection. The estimated cost of this work is $14,440,000.
3. Four (4) drainage basins were identified that warrant additional engineering
evaluation. The estimated cost for this work is $28,000.
The total cost for all improvements recommended by the attached 2011 Comprehensive
Stormwater Study is $23,943,000.
Further discussion on the subject was conducted, and additional public comment was received,
at April 10, 2012 Committee of the Whole meeting and the May 22, 2012 Committee of the
Whole meeting.
As a result of this discussion, two (2) additional potential public improvement projects were
identified to help mitigate surface- induced flooding on Blackhawk Drive and on Lawrence Lane.
(Note: Subsequent to the May 22 meeting, staff prepared plans and cost estimates for both
the Blackhawk Drive and Lawrence Lane improvements. The Blackhawk Drive improvements
are estimated to cost $400,000. The Lawrence Lane improvements are estimated to cost
$50,000.) Incorporating the cost of these additional projects, the cost of recommended public
sector improvements increases to $14,890,000; the overall cost of all recommended
improvements increases to $24,393,000.
At the May 22, 2012 Committee of the Whole meeting, the Village Board remanded the matter
to the Finance Commission with a directive to identify potential sources of funding for the
recommended improvements.
The Finance Commission considered this charge at meetings held on May 23, 2012, July 23,
2012 and July 26, 2012. The Finance Commission's final recommendations are detailed in the
minutes of their July 26 meeting. For your reference, a copy of these minutes is enclosed as
Attachment B. The Finance Commission's final recommendations were presented to the Village
Board at the August 21, 2012 Regular Meeting.
In summary, the Finance Commission recommended a multi -year, phased approach to
constructing the recommended public sector improvements at an expenditure level of
approximately $1.2 million per year. They proposed to fund this level of expenditure by creating
a new Special Service Area or extending the soon to expire term of Special Service Area #5.
The Finance Commission also recommended funding the private sector improvements at a level
of approximately $300,000 per year to be generated by increasing the sewer construction fee
from $5 to $7 per billing period. They also opined that private sector improvements should be
facilitated by means of low interest loans repayable upon the sale of the improved property.
They further suggested that the loans should only be made for maximum of two - thirds (2 /3rds)
Page 3 of 4
2011 Comprehensive Flood Study Report
September 5, 2012
the cost of the project with the balance of the funding supplied by the property owner. Funds to
be made available upon a first come first served basis and limited to property owners with
demonstrated flooding histories.
More recently, as part of preparations necessary to develop financial forecasts for budgeting
purposes, Finance Director David Erb has determined there is sufficient capacity in existing
revenue streams to fund approximately $2.5 million worth of recommended improvements in the
short term. Specifically, Mr. Erb advises that existing home rule sales taxes begin to become
available from expiring Illinois Environmental Protection Agency (IEPA) loans after 2013 and
can be reallocated to support annual debt service payments on a new short -term note. Current
market interest rates on a 7 -year note are 1.73 %.
If sanctioned by the Village Board, debt can be issued in fiscal (calendar) 2012 and fiscal
(calendar) 2013 in amounts totaling $2.5 million. This funding can be utilized to construct the
Hatlen Heights Stormwater Improvements ($1.5 million), Hatlen Heights Sanitary Improvements
($105,000), Lonnquist Combined Sewer Improvements ($200,000), Lonnquist Storm Sewer
Improvements ($135,000), Blackhawk Drive Stormwater Improvements ($400,000), Lawrence
Lane Storm Sewer Improvements ($50,000), and the recommended additional engineering
studies ($28,000). All of these projects are nearly "shovel- ready" and can be started in 2013.
The sole remaining public sector improvement, Isabella Street Area Combined Sewer
Improvements ($12,500,000) cannot be financed without the issuance of general obligation
bonds and the development of a mechanism to facilitate debt service.
Discussion
Staff seeks Village Board direction on the following items:
Is there support for Village participation in the cost of private sector improvements
(footing tile disconnection and overhead sewer installation)?
a. If there is support, at what level?
Should the Basin 14 model be applied? (50% grant, 50% simple- interest
loan payable upon sale of the home, $18,000 cap per home.)
Should the Finance Commission model be applied? (No direct grants;
assistance limited to low- interest loan capped at 2/3 rd cost of
improvements.)
iii. If the Basin 14 model and the Finance Commission models are
inadequate, how should the Village participate in the cost of private sector
improvements?
2. Several property owners affected by the July 23, 2011 flood have subsequently installed
overhead sewers and removed footing tile connections. Should these property owners
be retroactively eligible to access Village financial aid?
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2011 Comprehensive Flood Study Report
September 5, 2012
3. Is there support for issuance of short -term debt to facilitate the construction of
approximately $2.5 million worth of public sector improvements? (Debt service provided
by additional capacity from % cent sales tax due to the retirement of IEPA loans.)
4. Is there support for the issuance of long -term debt (G.O. bonds) to facilitate the
construction of the remaining public sector improvement (Isabella Street Area Combined
Sewer Improvements) at an estimated cost of $12,500,000? If so, how should debt
service be facilitated?
Recommendation
With your concurrence, staff asks that this matter be presented for the Village Board's
consideration at the September 11, 2012 Committee of the Whole meeting.
Sean P. Dorsey
Cc: Assistant Village Manager David Strahl
Finance Director David Erb
Village Clerk Lisa Angell
Deputy Director of Public Works Jason Leib
Water /Sewer Superintendent Matt Overeem
File
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is \my documents \special events \storm july 23 2011 \september 11 2012 cow\2011 comprehensive flood study sept 11 2012 cow.docx
Attachment A
EXECUTIVE SUMMARY
The Village of Mount Prospect (Village) contracted Burns & McDonnell Engineering Company, Inc.
(Burns & McDonnell) to determine the reasons for the significant impacts to the Village that occurred
with the July 23, 2011 storm event and identify potential improvements to the Village's stormNyater
management system that would help to diminish the impact that a future storm of this magnitude would
generate. The Village provided storm flood survey information to Burns & McDonnell which was
gathered from the residents through an extensive public outreach program. This outreach program
included having Village employees and Burns & McDonnell representatives visiting residents' homes or
contacting them via telephone to gather information regarding the magnitude and type of flooding
experienced by each affected resident.
Further, the intent of the study was to quantify and analyze the various drainage basins within the Village
based on the findings of the flood surveys. Using the information gathered, areas that experienced the
highest density of flooding were selected to be studied in greater detail using hydraulic modeling
soffiyare. Basins that were not modeled were analyzed based on the types of flooding reported in each
area. This study is intended to serve as a tool to assist the Village in evaluating and prioritizing capital
improvements and in maintaining its storm and combined seNver system, as well as its separate sanitary
sewer system.
It is important to emphasize that the July 23r storm was an extreme rain event in terms of rainfall
intensity and quantity. According to the hourly rainfall data obtained from the rain gauge at Chicago
O'Hare International Airport, a total of 6.78 inches of rain fell during the peak 3 hours of the storm. Over
a 24 hour period, a total of 8.27 inches of rain fell over the area. The storm can be classified as
approximately a 400 -year storm (or a storm that has a probability of occurring once even* 400 years)
based on the 3 -hour peals intensity and volume of rainfall. Current industry standard is to design a typical
storm sewer system to handle a 10 -year storm event using Bulletin 70 Rainfall Data. Much of the Mount
Prospect storm and wastewater collection system was constructed prior to when these standards were
implemented, and as such, may have a lower conveyance capacity. This circumstance is typical for older
communities including the City of Chicago and most "inner ring" suburbs. Therefore, flooding of the
local conveyance system during a storm with a magnitude like that of the July 23 2011 storm is
unavoidable.
A logy end conservative estimate of the capital cost to mitigate the flooding from an event similar to the
July 23r storm using public sector improvements only is in excess of $200,000,000. This cost would
include the construction of relief storm seNvers, combined relief seNvers, underground detention, sanitary
relief stations and other related improvements. Purchasing property to create additional detention would
increase these costs further. Additional operation and maintenance costs would also be incurred by the
Village. Even with all these improvements, protection against seNver backups from a storm event similar
to the July 23 2011 event would not be as reliable as private property improvements such as installing
overhead plumbing or backup prevention systems.
The Village performs a ven- thorough maintenance and flood relief effort on an ongoing basis.
Inspections of the storinwater system outfalls at detention basins and creeks are made on a twice a year
Village of Mount Prospect ES - 1 February 2012
Stormwater Management Study
Attachment A
basis. In addition each of the Village's wastewater collection system basins is inspected and maintained
on a regular and systemic basis. Further, since 1990, the Village has spent over $25,000,000 in flood
relief improvements, and has significantly reduced infiltration and inflow of stormNvater runoff to its
separate sanitary seNver system. These efforts have provided a significant benefit to the Village; greatly
reducing the frequency and magnitude of flooding incidents. Nevertheless, sanitary backups and surface
flooding occurred in many of the areas where improvements have been made simply due to the magnitude
of the July 23 2011 storm event.
While there are areas where frequent surface flooding can be diminished by upgrading the public
conveyance systems, the most effective solution to minimize sanitary backup is to make private
sector improvements. Malting strictly public sector improvements is cost prohibitive, and there are
likely structural integrity and capacity issues in private sector piping that would still remain problematic
even if the public sector seNver main could accept all of the water. Further, the MWRDGC receiving
system has a limited capacity. Increasing the capacity of the Village's sewers may be rendered ineffective
by restrictions caused by the MWRDGC receiving system. It is important to note that neither public
nor private sector improvements will alleviate all flooding should an event similar to the July 23
rainfall occur.
Private sector improvements that can be made to mitigate flooding impacts include the following:
• Disconnection of foundation drains and installation of overhead plumbing in 379 buildings /homes
that reported sanitary backup.
• Inspection and repair of foundation Nvalls through which seepage occurred in 177
buildings /homes.
• For the 203 properties that experienced surface flooding during the July 23 storm event,
inspection of property drainage including all gutters, downspouts and locations of sump pump
discharge to matte sure that surface drainage is directed away from the residence. This may also
help minimize seepage.
• For the 142 properties where sump pump failure was experienced inspection of the sump pump
system to matte sure that it is working and has adequate capacity. After completion of the
inspection install a secondary sump pump, if needed, and a battery backup and /or emergency
generator if system.
The budgetary cost for the disconnection of foundation drains and the installation of overhead plumbing
in 379 buildings /homes is $9,475,000, based on an average cost of $25,000 per building /home.
Development of costs for mitigating flooding resulting from sump pump failures through the installation
of a secondary sump pump and an emergency battery backup and /or emergency generator for the 142
buildings /homes that reported sump pump was not determined as part of this study. It is recommended
that each property owner contact a company that specializes in providing sump pump inspections and
emergency generator installation to mitigate sump pump failures.
Village of Mount Prospect ES - 2 February 2012
Stormwater Management Study
Attachment A
Cost for mitigating flooding from seepage and private sector surface flooding in these basins Nyas not
determined as part of this study. It is recommended that each property owner contact a company that
specializes in mitigating basement flooding caused by seepage.
Based on the results of the flooding questionnaires, additional assessment and hydraulic modeling Nyas
performed for several areas N-, the most severe and geographically concentrated amount of flooding
occurred. Based on this additional assessment improvements to upgrade the capacity of the existing
combined and separate seNver systems Nyere developed. Budgetary costs for implementing these public
sector improvements are $14,440,000.
Several separate seNyer areas Nyere also identified for additional assessment. These areas have a relatively
loNy occurrence of reported flooding; hovyever several localized areas of concentrated flooding Nyere
reported. A budgetary cost for completing the recommended evaluations is $28,000.
Cost Summary
The total budgetary cost to implement the recommendations presented in this study is $23,943,000. A
brealcdoN -,n of these costs is presented in the folloNving table.
Summary of Recommended Stormwater Management Improvements
Area
Type of Improvement
Improvement
Budgetary
Cost
Haden Heights
Storm SeNver Improvements for 25-
Public Sector
$1,500,000
Subdivision
year Level of Service
Haden Heights
Sanitary SeNver Improvements for
Public Sector
$105,000
Subdivision
25 -year Level of Service
Combined SeNver Improvements for
Isabella Street Area
Public Sector
$12,500,000
25 -year Level of Service
CS31 Combined SeNver
Lonnquist Boulevard
Public Sector
Improvements for 25 -year Level of
$200,000
Area
Service
Lonnquist Boulevard
Public Sector
Adding Inlets and Televising
$135,000
Area
Disconnection of 379 Foundation
Village -Nyide
Private Sector
$9,475,000
Drains Nvith Overhead Plumbing
Further Investigation
Basin SS21, Basin SS41, Basin
and Additional
$28,000
SS45 and Illinois American Basin
Analysis
Total
$23,943,000
Village of Mount Prospect ES - 3 February 2012
Stormwater Management Study
Attachment B
FINANCE COMMISSION
Minutes of the Meeting
July 26, 2012
I" Floor Community Center
Village Hall
L Call to Order
The meeting was called to order at 7:20 p.m. Those present included Chairman Vince
Grochocinski and Commissioners, Pam Bazan, Tom Pekras and Ann Smilanic.
Commissioners Wayne Gardner, John Kellerhals, and Don Ocwieja were absent. Also
present was Finance Director David Erb.
IL Approval of Minutes
May 23, 2012 - Minutes of the meeting were reviewed. Commissioner Pekras motioned
to approve the minutes. Commissioner Bazan seconded the motion and the minutes were
approved.
July 23, 2012 - Minutes of the meeting were reviewed and amended to include the results
of the vote taken at the meeting. Commissioner Bazan motioned to approve the minutes.
Commissioner Pekras seconded the motion and the minutes were approved as amended.
III. Citizens to be Heard
There were no citizens to be heard.
IV. Old Business
Capital Projects Funding Alternatives - Building on the discussions during prior
meetings, where all members of the commission were present, Financial Director Erb
presented a summary of these discussions and the general agreements of the commission
members in order to facilitate continued discussions.
The funding discussions considered the following
1. Street improvement projects
2. Flood control projects
3. Emerald Ash Bore (EAB)
4. Automated meter reading
5. Randhurst incentive funding
The principles governing the Commission's search for funding sources were
1. Funding sources should reflect direct association with use of the funds as far as
possible.
2. Sources of funds should distinguish between on -going needs as distinct from
periodic needs, i.e., street resurfacing is on -going each year while flood control
activities are periodic projects.
3. Incurring debt should be used sparingly to protect the Village credit rating.
4. Sales taxes should not be increased.
Earlier discussions by the Commission recognized the following
1. Randhurst incentive funding requires issuing targeted debt with specifics
understood following ideas expressed when negotiating the original
agreements.
2. The EAB cost for removal and replacement of Village trees should be funded
from current sources, some grant assistance and homeowner participation in
replacing their parkway trees.
3. Automated water meter reading costs should be included in the calculation of
water usage rates as has already begun.
It was agreed that the on -going street improvement needs should take priority
over the flood control issues, but not to the complete exclusion of certain of the
anticipated flood prevention projects.
The Commission considered circumstances regarding the street improvement needs etc.
1. The 10 miles of backlogged street resurfacing would cost in excess of $5
million if it were to be resolved in a single project, and as long as the
backlogged inventory is rotated to prevent the roads going into reconstruction
mode, there is no pressing need to have such a catch up project.
2. The funding needs are continual and must prevent the backlog from growing to
the extent that reconstruction is then needed.
3. The practice of using funds intended for resurfacing to handle other road
related projects while using only left over funds for resurfacing to the extent
available should be discouraged.
4. Combining for display purposes only the Street Improvement Constriction
Fund (SICF) and the Motor Fuel Tax Fund (MFTF), since both are used to
resurface roads, the additional funds needed are estimated at $1.5 million per
year.
5. The current funding sources for the SICF and MFTF are: State allocation of
motor fuel taxes; home rile tax of $.02 cents per gallon; and '/4 cent of the
home rile sales tax.
6. The Commission agreed upon the following funding sources and amounts:
a. Add $.03 cents to the local motor fuel tax (from $0.02 to $0.05). Yields
$510,000
b. Increase the basic vehicle sticker $14 from $36 to $50. Yields $540,000.
c. Divert the surplus from the '/4 cent home rile sales tax now funding the
flood control projects and debt payments to the SICF. Yields start at
$250,000 the first year and increases to $1.4 million per year over several
years. On -going flood projects would still be funded from this sales tax
while project type sewer work is fund by issuing debt.
The flood control study was reviewed it was decided to fund the $14.4
million in public improvements via the issuance of debt. Note that the one
major project already in the Capital Improvement Plan is duplicated in the
$14.4 million and is thus eliminated from the need to use the home rile
sales tax to handle the funding.
2
The debt issued for the flood projects should be repaid via the use of two
special service areas which will either include or exclude the area not
served by Village water and sanitary sewers. The impact on real estate
taxes will be minimize by the fact that Special Service Area 5 debt is
expiring soon and will be replaced by the new debt being recommended.
Private improvements such as overhead sewers, backup prevention devices,
disconnection of foundation drains etc. would not include any public
subsidies. Instead, a funding source would be created by increasing the
monthly Sewer Constriction fee from $5 to $7 per month. Funds generated
from this additional tax total $320,000 per year which would be used to
fund low interest loans to residents who certify that they have had water in
their home subsequent to and including the date of last year's flooding.
The resident would pay 1/3 of the cost up front and the Village would loan
the other 2/3 with the loan to be repaid no later than the sale of the home.
Home owners would be urged to take self serving actions such as stand
pipes, backup battery powered sump pumps, wall crack sealing and flood
and water backup insurance which are not included in this loan program.
The Village should prepare pamphlets on this subject and have a list of
licensed contractors available.
Commission Pekras made a motion to make the above recommendations to
the Village Board of Trustees. Commissioner Bazan seconded the motion
and the motion passed unanimously. Note that Commissioners not present
at this meeting where in general agreement with these conclusion as
expressed in prior meetings. Commissioner Kellerhals did not favor the
increase to the cost of the vehicle sticker. He did though recommend a
$0.05 cent increase to the Village gasoline tax.
V. New Business
Mid -year Budget Review - Finance Director Dave Erb presented the results of the
comparison of six months of actual receipts and disbursements for 2012 to the budget
and the impacts on the full year results and the forecast budget for 2013. Overall,
revenues are projected to come in over budget by $404,000 while expenditures increased
slightly by $186,914. If the projections hold through the end of the year the surplus of
$122,342 will go towards maintaining the General Fund fund balance.
Annual Audit 2010 Review - Finance Director Dave Erb presented the results of the
2010 audit and related auditor comments and management letters. No concerns of great
magnitude were noted. The auditor gave the village audit a clean opinion for its
financials as of December 31, 2011.
VI. Other Business
There was no other business.
VII. Chairman's Report
There was nothing to report.
3
VIII. Finance Director's Report
There was nothing to report.
IX. Next Meeting: Au 23, 2012
Commissioner Pekras motioned to give the Chairman authorization to cancel this meeting
depending on the business to be discussed. Commissioner Bazan seconded the motion
and the motion carried.
X. Adjournment
Commissioner Smilanic motioned to adjourn. Commissioner Tom Pekras seconded the
motion which passed. The meeting was adjourned at 9:15 p.m.
Respectfully Submitted,
Vince Grochocinski