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Village of Mount Prospect
Mount Prospect, Illinois
INTEROFFICE MEMORANDUM
TO: MAYOR IRVANA WILKS
BOARD OF TRUSTEES
FROM: MICHAEL E. JANONIS
DATE: JANUARY 28, 2011
RE: ORDINANCE AMENDING CHAPTER 13
A comprehensive rewrite of the Mount Prospect Liquor Code (Chapter 13) was adopted by
the Village Board in 2009. Since that time the new code has served the Village well with a
few exceptions. Staff, in consultation with the Liquor Commissioner (Mayor), are proposing
some minor changes that more fully balance the day to day operations of liquor license
establishments with the need to adequately regulate same.
Since initial consideration on December 21, 2010 additional drafting changes and new
sections have been added, including the creation of a new license classification to cover
the proposed AMC theater operation at Randhurst.
Attached is a draft ordinance with annotations that covers the proposed changes. The
ordinance is presented for Board consideration.
IS
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ORDINANCE NO.
AN ORDINANCE AMENDING CHAPTER 13,
ENTITLED "ALCOHOLIC LIQUOR ", AND
APPENDIX A, DIVISION II,
OF THE VILLAGE CODE OF MOUNT
PROSPECT, ILLINOIS
BE IT ORDAINED BY THE PRESIDENT
AND BOARD OF TRUSTEES OF THE VILLAGE
OF MOUNT PROSPECT, COOK COUNTY,
ILLINOIS, PURSUANT TO ITS HOME RULE
POWERS:
SECTION 1: Section 13.101, "Words and
Phrases ", of Article I, Purpose and Definitions, of
Chapter 13 of the Mount Prospect Village Code
shall be amended by inserting the following
definitions alphabetically:
Alcohol Wristband: An indicia of
eligibility (worn on the wrist of a
movie theater patron) to be served
an alcoholic beverage by an S -5
(movie theater) licensee.
Pages 1 -3
These three new definitions are
needed to accommodate the new
S -5 (Movie Theater) License.
Movie Theater. Any building to
which the public is invited and pays
consideration for the purpose of
viewing motion pictures.
Movie Theater Auditorium: That portion (or
those portions) of a movie theater where
patrons are seated for the actual
viewing of motion pictures.
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SECTION 2: Paragraph (C) of Section
13.202 entitled "Application for a Local Liquor
License" of Chapter 13 entitled "Alcoholic
Liquors" of the Mount Prospect Village Code shall
be amended by deleting paragraph (C) in its
entirety and inserting a new paragraph (C) which
shall be and read as follows:
C. Before a license may be issued to
any applicant, background checks (which
shall include the submission of fingerprints
to appropriate agencies) shall be
performed with respect to the key
individuals owning and/ or operating the
licensed business. At a minimum, the local
manager or managers and the persons
functioning as the chief operating officer
and chief financial officer shall be subject
to such background checks. An
investigation will be performed to enable
the Commissioner to ascertain whether the
issuance of a license will comply with all
applicable regulations of the Village. The
Commissioner may accept the fingerprints
from another jurisdiction for persons not
residing or working within fifty (50) miles of
the Village. A reasonable fee may be
charged by the Police Department for each
person required to be fingerprinted. For
purposes of this paragraph (C), the
Commissioner may require such
documentation as he or she deems
appropriate to determine who must be
PAGES 6 &7
Determining the individuals who
have an actual ownership interest in
a proposed liquor license has
become increasingly difficult as
more applicants choose to organize
as Limited Liability Companies.
The recommended change gives
the Commissioner increased
flexibility in evaluating who will
actually control such entities. The
change also eliminates prior
distinctions between closely held
and publicly traded corporations. It
further increases our ability to do
background checks on the real
parties in interest.
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fingerprinted, and the Commissioner's
decision as to fingerprinting shall be final.
SECTION 3: Subsection A(3), "Specialty
Licenses (S) ", of Section 13.204,
"Classifications ", of Article II, Licensing and
Regulated Service, of Chapter 13 of the Mount
Prospect Village Code shall be amended by
inserting the following phrase numerically: "Class
S -5; Theater License ", the remaining Class S
license to be re- numbered.
SECTION 4: Paragraph B(1), entitled
"Temporary", of Section 13.204, entitled
"Classifications ", of Article II, "Licensing for
Regulated Service ", of Chapter 13, entitled
"Alcoholic Liquor ", of the Mount Prospect Village
Code shall be amended by deleting
subparagraph B(1) in its entirety and adding a
new subparagraph B(1) to be and read as
follows:
B. Permits:
1. Temporary
a. Those Not Requiring a Mount
Prospect License:
i. Civic permit
ii. Library permit
iii. Village permit
iv. Non -Mount Prospect
Caterer's permit
v. Promotion permit
b. Those Requiring a Mount
Prospect License:
Adds Class S -5 Theater License
Page 9
This is not a substantive change, it
merely makes this summary
consistent with the provisions that
later describe the actual permits.
i. Mount Prospect Caterer's
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permit
ii. Daily Sampling permit
iii. Outdoor entertainment
permit
c. Ad Hoc Permit
SECTIONS: Subsection C, "Specialty
Licenses ", of Section 13.204.1, "Description and
Restrictions ", of Article II, Licensing and
Regulated Service, of Chapter 13 of the Mount
Prospect Village Code shall be amended by
inserting a new Subsection C(5), "Theater
License, Class S -5", the remaining subsections to
be renumbered with "Class S -5" to become
"Class S -6 ", to be and read as follows:
5. Movie Theater License: Class S -5, for
delivery of alcoholic beverages at a movie
theater. Restrictions specific to a Class S -5
license:
a
Service of alcoholic beverages shall be
limited to a designated customer bar
Service of alcoholic beverages may be
made only to persons wearing a wristband
approved by the Village of Mount Prospect
Police Department ( "alcohol wristband ").
The person dispensing alcohol wristbands
shall have completed a certified alcohol
awareness training course as set forth in
Section 13.407(F). The alcohol wristband
shall be valid only for the date on which it
is obtained from the movie theater. This
Delivery made may be made only at
a separate bar in the lobby area.
No alcoholic beverages will be
available at the concession stand.
The Liquor Commissioner may (in
her sole discretion) require the use
of wristbands as identifiers for those
who wish to purchase alcohol. It is
contemplated that, initially, such
bands will not be required. (This
was a mandatory requirement in
our first draft; however, after some
negotiation, we agreed that it would
be discretionary with the
Commissioner and would depend
on our future enforcement
experiences with this license.)
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subparagraph (b) may be waived, in
writing, by the Commissioner if the
Commissioner is of the opinion that other
procedures instituted by the Licensee
provide acceptable substitute measures to
assure that underage persons are not
served. This waiver may be made only
after a review of the written statement of
practices that the applicant intends to
institute. If there is such a waiver, the
waiver may be withdrawn by the
Commissioner at such time as the
Commission makes a finding of service of
alcohol to an underage person pursuant to
this Chapter 13.
C.
r
Alcoholic beverages may be consumed in
the movie theater auditorium, but may not
be delivered or served in any movie
theater auditorium.
The containers in which alcoholic
beverages are served must be of a
different color, size and design than those
in which non - alcoholic beverages are
served.
Beer may be sold only in individual
containers holding 16 ounces or less. All
other alcoholic beverages may be sold
only in individual containers holding 8
ounces or less. This limitation shall be
While alcoholic beverages may be
carried into the movie, there will be
no sale or other delivery of alcohol
in the auditoriums.
Alcoholic beverage containers must
be of a different color and design
than non - alcoholic beverage
containers.
The maximum size of a beer
container will be 16 oz. The
maximum container size for any
other alcoholic drink will be 8 oz.
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absolute and shall apply irrespective of the
L
h.
actual alcohol content of the beverage.
No more than one (1) alcoholic beverage
may be delivered to a customer in any one
Only one drink may be delivered to
a customer in a single trip to the
bar.
trip to the bar.
There may be no service of alcoholic
beverages unless the movie theater is
actually open for the showing of movies.
Under no circumstances may alcoholic
beverages be served more than one hour
prior to the advertised showing time of the
first movie to be shown on any day.
The movie theater bar may be open
only when movies are being shown
(opening an hour before the first
movie).
The lobby bar and the lounge area
associated with the bar may comprise no
more than 20% of the floor area outside of
the auditoriums.
The lobby bar shall be subject to the
requirements of Section 13.405(D) of the
Village Code. If the Licensee creates a
separate and discreet lounge area as part
of its bar and liquor service; such lounge
area shall also be subject to Section
13.405(D).
An employee of the licensee who has
completed a certified alcohol awareness
training course shall be designated to
monitor compliance with alcohol laws and
be on duty on the premises whenever
there is service of alcoholic beverages.
The bar and any potential lounge
area may not comprise more than
20% of the lobby (there will be no
discreet lounge initially, but they
may add one in the future).
The bar and any potential lounge
area are subject to the age
limitations already set forth in our
restaurant lounge regulations
There must be a designated alcohol
monitor on premises anytime the
bar is open.
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k. The S -5 licensee shall be responsible if
any alcohol is consumed by any minor at
any location within or on the movie theater
premises whether the alcohol was
purchased at the movie theater or not.
SECTION 6: Subparagraph (C)(4)(d) of
Section 13.204.1 entitled "Descriptions and
Restrictions" of Chapter 13 entitled "Alcoholic
Liquor" of the Mount Prospect Village Code shall
be amended by deleting subparagraph (d) in its
entirety and inserting a new subparagraph (d)
which shall be and read as follows:
(d) A class S -4 licensee may
conduct off premises wine tasting upon
securing a daily sampling permit and in
accord with the regulations for such
permit. On premises samplings do not
require a daily sampling permit, but
nonetheless, must be conducted in accord
with the regulations of subsection D2b(2)
of this section.
SECTION 7: Paragraph D, entitled "Permits;
Temporary" of Section 13.204.1, entitled
"Descriptions and Restrictions ", of Article II,
entitled "Licensing for Regulated Service ", of
Chapter 13, entitled "Alcoholic Liquor ", of the
Mount Prospect Village Code shall be amended
by deleting paragraph D in its entirety and
Because of the unique challenges
in monitoring inappropriate
consumption in a movie theater, the
licensee is liable for such
consumption on the premises even
if the alcohol is brought in from the
outside.
Sections 6 &12 clear up an
inconsistency in our current Code.
Currently Section 13204.1 D(b)(2)
suggests that a daily sampling
permit is needed for on -site wine
sampling for an S-4 license.
13204.1 C(4)(d) states that such a
permit is not needed. It is our
understanding that the Board's
intent was to permit on -site
sampling as part of the basic S-4
license. This makes both sections
consistent with that intent.
Page 14
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inserting a new paragraph D, to be and read as
follows:
D. Permits; Temporary:
M. Regulations Applicable To All
Temporary Permits:
M. The commissioner may
attach such conditions as
are appropriate for a
temporary permit.
b. For temporary
permits, the local liquor control
commissioner, in his or her sole
discretion, may accept host liability
coverage as a substitute for dram
shop insurance.
C. Temporary permits
may be issued on a daily basis only
The number of days shall be within
the sole discretion of the
Commissioner, but in no event may
permits be issued for more than five
(5) consecutive days. (Except for
Temporary Outdoor Entertainment
Permits which are for seventy -two
(72) hours.)
d. No more than twelve
Previously there were different
limits to permits resulting in
unnecessary confusion. These
sections now provide for 5
consecutive day limitations for
permits and a cumulative 12 day
limitation to all permits
Page 15 &17
(12) such permit days shall be
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available to any one such
organization during a license term.
(Except for Temporary Outdoor
Entertainment Permits which are
limited to one seventy -two (72) hour
event per year.)
e. Unless otherwise
stated, there shall be a daily permit
fee as set forth in Appendix A,
Division II of this Code.
f. All other regulations of
this Chapter shall apply to the
permit.
SECTION 8: Subparagraph D(2), entitled
"Specific Temporary Permits" of Section
13.204.1, entitled "Descriptions and Restrictions ",
of Article II, entitled "Licensing for Regulated
Service ", of Chapter 13, entitled "Alcoholic
Liquor ", of the Mount Prospect Village Code shall
be amended by adding the following sentence
before subparagraph (a), to be and read as
follows:
Temporary permits are divided into
the classifications set forth below:
SECTION 9: Paragraph D(2) of Section
13.204.1, entitled "Descriptions and Restrictions ",
Page 15
of Article II, "Licensing for Regulated Service ", of
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Chapter 13, entitled "Alcoholic Liquor ", of the
Mount Prospect Village Code shall be amended
by adding a new subparagraph (C), entitled "Ad
Hoc Permits ", which new subparagraph (C) shall
be and read as follows:
C. Ad Hoc Temporary Permits
Notwithstanding the fact that
an applicant for a temporary permit
does not meet the precise criteria
for one of the specific temporary
permit classifications set forth
above, the commissioner shall have
the authority to issue an Ad Hoc
Temporary Permit subject to
conditions similar to those
applicable to the specific
classifications, where the
commissioner determines that such
permit is in the best interests of the
public.
SECTION 10: Subparagraph
D(2)(a)(1)(C) of Section 13.204.1, entitled
"Descriptions and Restrictions ", of Article II,
"Licensing for Regulated Service ", of Chapter 13,
entitled "Alcoholic Liquor ", of the Mount Prospect
Village Code shall be amended by deleting
subparagraph D(2)(a)(1)(C) in its entirety and
renumbering the following paragraphs
accordingly.
Section 9 creates the new
temporary "Ad Hoc" permit. This
allows the Commissioner to issue a
temporary permit in circumstances
that are not amenable to our
traditional temporary permits. The
circumstances where such a permit
would be appropriate must be
similar, but not necessarily
identical, to those in which other
temporary permits may be issued.
Again, this gives the Commissioner
the ability to honor substance over
form.
DELETED
Page 15
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SECTION 11: Subparagraph
D(2)(a)(5)(C) and (F) of Section 13.204.1, entitled
"Descriptions and Restrictions ", of Article II,
"Licensing for Regulated Service ", of Chapter 13,
entitled "Alcoholic Liquor ", of the Mount Prospect
Village Code shall be amended by deleting
subparagraphs D(2)(a)(5)(C) and (F) in their
entirety and renumbering the following
paragraphs accordingly.
DELETED
Page 16
SECTION 12: Subparagraph D2b(2) of
Section 13.204.1 entitled "Descriptions and
Restrictions" of Chapter 13 entitled "Alcoholic
Liquor" of the Mount Prospect Village Code shall
be amended by deleting subparagraph (2) in its
entirety and inserting a new subparagraph (2)
which shall be and read as follows:
(2) Daily Sampling Permit. A
permit allowing the holder of any class P
license to serve wine or beer, without
charge, in small and limited amounts, for
sampling purposes only and in conjunction
with sales promotional efforts occurring on
the licensed premises. (See subsection
C4d of this section with respect to a S -4
license.) Regulations specific to a daily
sampling permit:
Sections 6 &12 clear up an
inconsistency in our current Code.
Currently Section 13204.1 D(b)(2)
suggests that a daily sampling
permit is needed for on -site wine
sampling for an S-4 license.
13204.1 C(4)(d) states that such a
permit is not needed. It is our
understanding that the Board's
intent was to permit on -site
sampling as part of the basic S-4
license. This makes both sections
consistent with that intent.
Pages 14 & 16
SECTION 13: Section 13.206 entitled
"License Term" of Chapter 13 entitled "Alcoholic
Liquor" of the Mount Prospect Village Code shall
be amended by adding the following new
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PAC-F. it IN CHAPTV12 11
sentence at the end of the section to read as
follows:
If an application for a new license is
received after January 31 of any year, the
Commissioner shall have the authority to
issue a license that runs through April 30
of the next year (a license period of up to
fifteen (15) months); provided the applicant
pays a license fee that is pro -rated to
include the additional time for which the
NEW Page 20
We have received several new
applications for Randhurst Village.
They will likely be issued within a
month of their expiration (under the
existing ordinance). This gives us
the ability to be user friendly and
cut down on our own paperwork
and staff time.
license is valid.
SECTION 14: Section 13.208 entitled
"Nature of License; Transfer Prohibited" of
Chapter 13 entitled "Alcoholic Liquor" of the
Mount Prospect Village Code shall be amended
This is in recognition that many of
our licensees now come to us as
limited liability companies rather
than traditional corporations.
by adding a new paragraph G to be and read as
follows:
G. As to a Limited Liability Company, an
illegal transfer will be deemed to have
been attempted and the license shall
become null and void if there has been a
change in the managing partner or change
in or replacement of any person of whom
the Commissioner had previously required
fingerprinting.
SECTION 15 : Paragraph E of Section 13.301,
entitled "Compensation, Powers and Duties of
Commissioner ", of Article III, "Local Liquor
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Control Commissioner ", of Chapter 13, entitled
"Alcoholic Liquor ", of the Mount Prospect Village
Page 22
Code shall be amended by adding the following
This section permits the
sentence before the last sentence of Paragraph
Commissioner to enter fines against
non - licensees who may violate our
E, which shall be and read as follows:
Liquor Code. This might be applied
In addition, the commissioner may fine any
to a business that delivers alcoholic
beverages despite not having a
individual that the commissioner
liquor license.
determines has violated any provision of
this chapter even if that individual is not a
licensee.
SECTION 16 : Paragraph A of Section
13.403, entitled "Closing Hours ", of Article IV,
"Regulation of Licenses ", of Chapter 13, entitled
"Alcoholic Liquor ", of the Mount Prospect Village
Code shall be amended by deleting paragraph A
Pages 25 & 26
in its entirety and inserting a new paragraph A,
Under the current Ordinance all
which shall be and read as follows:
Class P (package goods) licenses
have the same hours of operations
M. It shall be unlawful to engage in the
as other classifications (restaurants,
service of any alcoholic beverages
bars, banquet halls, etc.). This
change limits the hours of sale for
during the following hours:
package goods to midnight in all
M. All Class P Licensees:
instances. It was felt that the public
safety was jeopardized by allowing
From twelve o'clock (12:00)
the potential to sell package goods
A.M. to eight o'clock (8:00)
until 1:00 a.m. /2:00 a.m. or even
4:00 a.m. (on New Year's Eve)
A.M. each day.
under the current statutory scheme.
2. All other licensees except:
This was rewritten because certain
Class P licensees (such as
Monday through Friday:
Dominick's and Jewel) were having
One o'clock (1:00) A.M. to
issues informing customers that
Sunday hours of sale differed from
eight o'clock (8:00) A.M.
other days (9:00 a.m. Sunday /8:00
a.m. other days). This makes the
Saturday: Two o'clock (2:00)
hours of sale the same for each day
of the week for all Class P
A.M. to eight o'clock (8:00)
licensees.
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A.M.
Sunday: Two o'clock (2:00)
A.M. to nine o'clock (9:00)
A.M.
On January 1 of each year
the hours of prohibited
service shall be from four
o'clock (4:00) A.M. to twelve
o'clock (12:00) noon.
SECTION 17 : Appendix A, Division II,
entitled "Fees, Rates and Taxes ", of the Mount
Prospect Village Code shall be amended by
adding a new Class S -5 classification and
renumbering the current Class S -5 to Class S -6
of paragraph A(3), entitled "Specialty Licenses ",
of Section 13.204, entitled "Classifications ", of
Chapter 13, entitled "Alcoholic Liquor" to read as
follows:
Class S -5 $3,000.00
Class S -6 $2,500.00
SECTION 18 : Appendix A, Division II,
entitled "Fees, Rates and Taxes ", of the Mount
Prospect Village Code shall be amended by
inserting the following at the end of the list of
temporary permits of paragraph B(1), entitled
"Temporary", of Section 13.204, entitled
"Classifications ", of Chapter 13, entitled
"Alcoholic Liquor ":
FEE SCHEDULE
FEE SCHEDULE
Ad Hoc Permits: To be set by the
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commissioner, considering staff time and
other employee involvement, not to
exceed $100.00 per day.
SECTION 19: That this Ordinance shall
be in full force and effect from and after its
passage, approval and publication in pamphlet
form in the manner provided by law.
AYES:
NAYS:
ABSENT:
PASSED and APPROVED this
day of , 2011
Irvana K. Wilks, Village President
ATTEST:
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M. Lisa Angell, Village Clerk