HomeMy WebLinkAboutOrd 3950 06/21/1988ORDINANCE NO. 3950
AN ORDINANCE AUTHORIZING THE ISSUANCE OF $350,000
SPECIAL SERVICE AREA NUMBER SIX UNLIMITED TAX BONDS
OF THE VILLAGE OF MOUNT PROSPECT, ILLINOIS
PASSED AND APPROVED BY
THE PRESIDENT AND BOARD OF TRUSTEES
T~E 21st DAY OF June , 1988.
Published an pamphlet form by
authority of the corporate
authorities of the Village of
Mount Prospect, Illinois, the
22nd day of June , 1988.
TATE OF ILLINOIS )
) SS.
COUNTY OF COOK )
I, Stanley T. Kusper, Jr., Count~ ~lerk of Coqk ~ounty,
Illinois, do hereby certify that on the ~ day of~ ,
1988, there was filed in my office Ordinance No. ~9~O~ ~// of
the Village of Mount Prospect, Illinois and entitled: -
ORDINANCE AUTHORIZING THE ISSUANCE OF $350,000
SPECIAL SERVICE AREA NUMBER SIX UNLIMITED TAX BONDS
OF THE VILLAGE OF MOUNT PROSPECT, ILLINOIS
which ordinance levies taxes within the Village of Mount Prospect
Special Service Area Number 6 in the Village of Mount Prospect for
the years 1988 to 2002, inclusive, for the purpose of paying prin-
cipal of and interest on the bonds described in said ordinance;
and a copy of said ordinance has been deposited in the official
files and records of my office.
.WITNE$~ my official,signature and the seal of Cook
County this ~ day of ~z~ , 1988.
County C~rk of C~ok C~nty,
Illinofs
(SEAL)
LG/be
5/31/88
ORDINANCE NO. 3950
ORDINANCE AUTHORIZING THE ISSUANCE OF $350,000 SPECIAL
SERVICE AREA NUMBER SIX UNLIMITED TAX BONDS OF THE
VILLAGE OF MOUNT PROSPECT, ILLINOIS
BE IT ORDAINED BY THE PRESIDENT AND BOARD OF TRUSTEES OF
THE VILLAGE OF MOUNT PROSPECT, ILLINOIS, AS FOLLOWS:
Section 1. Authority and Purpose. This ordinance is
adopted pursuant to Section 6 of Article VII of the Illinois Con-
stitution of 1970 and Chapter 120, Section 1301 et seq. of the
Illinois Revised Statutes for the purpose of financing the
improvement of roadways, ~torm sewers and sidewalks within the
Village of Mount Prospect Special Service Area Number 6 (the
"Special Service Area") established by Ordinance No. 3766, adopted
by the President and Board of Trustees of the Village of Mount
Prospect on April 8, 1987, and entitled: "An Ordinance Establish-
ing Village of Mount Prospect Special Service Area Number 6". The
foregoing improvements, all as more particularly described in said
Ordinance No. 3766, are each hereby authorized to be made or
undertaken by the Village of Mount Prospect, Illinois.
Section 2. Authorization and Terms of Bonds. To meet
part of the estimated cost of the improvements described in
Section I of this ordinance, including capitalized interest to
December 1, 1988 and the costs of issuance of the bonds herein
authorized, there is hereby appropriated the sum of $350,000. For
the purpose of financing said appropriation, special service area
bonds of the Village shall be issued and sold in an aggregate
principal amount of $350,000, shall be designated "Special Service
Area Number Six Unlimited Tax Bonds", and shall be issuable in the
denominations of $5,000 or any integral multiple thereof. Bonds
~hAll be numbered consecutively from 1 upwards in order of their
issuanc~ and may bear such identifying numbers or letters as shall
be useful to facilitate the registration, transfer and exchange of
bonds. Unless otherwise determined in the order to authenticate
the bonds, each bond shall be dated as of the interest payment
date next preceding the date of issuance thereof, except that (a)
if such date of issuance shall be prior to the first interest pay-
ment date, said bond shall be dated as of July 1, 1988, (b) if
such date of issuance shall be an interest payment date, said bond
shall be dated as of such interest payment date, or (c) if inter-
est due on said bond shall not have been paid in full, then not-
withstanding any of the foregoing provisions, said bond shall be
dated as of the date to which interest has been paid in full on
said bond. The bonds shall mature on December i in each year
shown in the following table in the respective principal amount
set forth opposite each such year and the bonds maturing in each
such year shall bear interest at the respective rate per annum set
forth opposite such year:
Principal Interest Principal Interest
Year Amount Rate Year Amount Rate
1989 $10,000 6.00% 1998
1990 10,000 6.25 1999
1991 10,000 6.40 2000
1992 10,000 6.60 2001
1993 15,000 6.75 2002
1994 15,000 6.90 2003
1995 15,000 7.00 2004
1996 15,000 7.00 2005
1997 20,000 7.10
$20 000
25 000
25 000
30.000
30 000
30 000
35.000
35.000
7.20%
7.30
7.40
7.50
7.60
7.60
7.70
8.00
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Each bond shall bear interest from its date, computed on
the basis of a 360 day year consisting of twelve 30 day months and
~ayable in lawful money of the United States of America on
December l, 1988 and semiannually thereafter on each June 1 and
December 1 at the rates per annum herein determined. The prin-
cipal of the bonds shall be payable in lawful money of the United
States of America upon presentation and surrender thereof at the
principal corporate trust office of American National Bank and
Trust Company of Chicago, in the City of Chicago, Illinois, which
is hereby appointed as bond registrar and paying agent for the
bonds. Interest on the bonds shall be payable on each interest
payment date to the registered owners of record thereof appearing
on the registration books maintained by the Village for such pur-
pose at the principal corporate trust office of the bond regis-
trar, as of the close of business on the 15th day of the calendar
month next preceding the applicable interest payment date. Inter-
est on the bond~ shall be pai~ by check or draft mailed to such
registered owner~ a~ their addresses appearing on the registration
books.
The bonds maturing on or after December 1, 1999 shall be
subject to redemption prior to maturity at the option of the Vil-
lage and upon notice as herein provided, in inverse order of matu-
rity and by lot within a single maturity, on December 1, 1998 and
on any interest payment date thereafter, at a redemption price
equal to the principal amount thereof to be redeemed.
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In the event of the redemption of less than all the
bonds of like maturity, the aggregate principal amount thereof to
~
redeemed shall be $5,000 or an integral multiple thereof and
the bond registrar shall assign to each bond of such maturity a
distinctive number for each $5,000 principal amount of such bond
and shall select by lot from the numbers so assigned as many num-
bers as, at $5,000 for each number, shall equal the principal
amount of such bonds to be redeemed. The bonds to be redeemed
shall be the bonds to which were assigned numbers so selected;
provided that only so much of the principal amount of each bond
shall be redeemed as shall equal $5,000 for each number assigned
to it an~ so selected.
Notice of the redemption of bonds shall be mailed not
less than 30 days nor more than 60 days prior to the date fixed
for such redemption to the registered owners of bonds to be
redeemed at their last addresses appearing on said registration
books. The bonds or portions thereof specified in said notice
shall become due and payable at the applicable redemption price on
the redemption date therein designated, and if, on the redemption
date, moneys for payment of the redemption price of all the bonds
or portions thereof to be redeemed, together with interest to the
redemption date, shall be available for such payment on said date,
and if notice of redemption shall have been mailed as aforesaid
(and notwithstanding any defect therein or the lack of actual
r~c~ipt thereof by any registered owner) then from and after the
redemption date interest on such bonds or portions thereof shall
cease to accrue and become payable. If there shall be drawn for
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redemption less than all of a bond, the Village shall execute and
the bond registrar shall authenticate and deliver, upon the sur-
render of such bond, without charge to the owner thereof, for the
u~r~deemed balance of the bond so surrendered, bonds of like matu-
rity and of the denomination of $5,000 or any integral multiple
thereof.
The bond registrar shall not be required to transfer or
exchange any bond after notice of the redemption of all or a por-
tion thereof ha~ been mailed. The bond registrar shall not be
required to transfer or exchange any bond during a period of 15
days next preceding the mailing of a notice of redemption which
could designate for redemption all or a portion of such bond.
Section 3. Sale and Delivery. The sale of the bonds to
First National Bank of Mount Prospect, as purchaser, at a price of
$350,000 and accrued interest from their date to the date of
delivery and payment therefor, is hereby ratified and confirmed.
The official statement prepared with respect to the bonds is
hereby approved.
The Village President, Village Clerk and other officials
of the Village are hereby authorized and directed to do and per-
form, or cause to be done or performed for or on behalf of the
Village each and every thing necessary for the issuance of the
bonds, including the proper execution and delivery of the bonds
and the official statement upon payment of the full purchase price
Of the bonds.
Section 4. Execution and Authentication. Each bond
shall be executed in the name of the Village by the manual or
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authorized facsimile signature of its Village President and the
corporate seal of the Village, or a facsimile thereof, shall be
thereunto affixed or otherwise reproduced thereon and attested by
the manual or authorized facsimile signature of its Village Clerk.
In case any officer whose signature, or a facsimile of
whose signature, shall appear on any bond shall cease to hold such
office before the issuance of the bond, such bond shall neverthe-
less be valid and sufficient for all purposes, the same as if the
person whose signature, or a facsimile thereof, appears on such
bond had not ceased to hold such office. Any bond may be signed,
sealed or attested on behalf of the Village by any person who, on
the date of such act, shall hold the proper office, notwithstand-
ing that at the date of such bond such person may not have held
such office. No recourse shall be had for the payment of any
bonds against any officer who executes the bonds.
Each bond shall bear thereon a certificate of authenti-
cation executed manually by the bond registrar. No bond shall be
entitled to any right or benefit under this ordinance or shall be
valid or obligatory of any purpose until such certificate of
authentication shall have been duly executed by the bond regis-
trar.
Section 5.
shall be negotiable,
Transfer, Exchange and Registry. The bonds
subject to the provisions for registration of
transfer contained herein. Each bond shall be transferable only
upon the registration books maintained by the Village for that
purpose at the principal corporate trust office of the bond regis-
trar; by the registered owner thereof in person or by his attorney
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duly authorized in writing, upon surrender thereof together with a
written instrument of transfer satisfactory to the bond registrar
and duly executed by the registered owner or his duly authorized
attorney. Upon the surrender for transfer of any such bond, the
Village shall execute and the bond registrar shall authenticate
and deliver a new bond or bonds registered in the name of the
transferee, of the same aggregate principal amount, maturity and
interest rate as the surrendered bond. Bonds, upon surrender
thereof ~t the principal corporate trust office of the bond regis-
trar, with a written instrument Satisfactory to the bond regis-
trar, duly executed by the registered owner or his attorney duly
authorized in writing, may be exchanged for an equal aggregate
principal amount of bonds of the same maturity and interest rate
and of the denomlnatlons of $5,000 or any integral multiple there-
of.
Fo~ ~ery such exshange or registration of transfer of
bonds, the Village or the bond registrar may make a charge suffi-
cient to reimburse it for any tax, fee or other governmental
charge required to be paid with respect to such exchange or trans-
fer, which sum or sums shall be paid by the person requesting such
exchange or transfer as a condition precedent to the exercise of
the privilege of making such exchange or transfer. No other
charge shall be made for the ~rivilege of making such transfer or
exchange. The provisions of the Illinois Bond Replacement Act
shall govern the replacement of lost, destroyed or defaced bonds.
The Village and the bond registrar may deem and treat
the person in whose name any bond shall be registered upon the
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registration books as the absolute owner of such bond, whether
such bond shall be overdue or not, for the purpose of receiving
p~yment of, or on account of, the principal of or interest thereon
and ~or ~11 other purposes whatsoever, and all such payments so
made to any such registered owner or upon his order shall be valid
and effectual to satisfy and discharge the liability upon such
bond to the extent of the sum or sums so paid, and neither the
Village nor the bond registrar shall be affected by any notice to
the contrary.
Section 6. Bond Registrar. The Village covenants that
it shall at all times retain a bond registrar with respect to the
bonds, that it Bill ~aintain at the designated office of such bond
registrar a place where bonds may be presented for payment and
registration of transfer or e~change and that it shall require
that the bond registrar maintain proper registration books and
perform the other duties and obligations imposed upon it by this
ordinance in a manner consistent with the standards, customs and
practices of th~ municipal securities business.
The bond registrar shall signify its acceptance of the
duties and obligations imposed upon it by this ordinance by
executing the certificate of authentication on any bond, and by
such execution the bond registrar shall be deemed to have certi-
fied to the Village that it has all requisite power to accept, and
has accepted such duties and obligations not only with respect to
the bond so authenticated but with respect to all the bonds. The
bond registrar is the agent of the Village and shall not be liable
in connection with the performance of its duties except for its
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own negligence or default. The bond registrar shall, however, be
responsible for any representation in its certificate of authenti-
cation on the bonds.
The Village may remove the bond registrar at any time.
In case at any time the bond registrar shall resign or shall be
removed or shall become incapable of acting, or shall be adjudged
a bankrupt or insolvent, or if a receiver, liquidator or conserva-
tor of the bond registrar, or of its property, shall be appointed,
or if any public officer shall take charge or control of the bond
registrar or of its property or affairs, the Village covenants and
agrees that it will thereupon appoint a successor bond registrar.
The Village shall mail notice of any such appointment made by it
to each registered owner of bonds within twenty days after such
appointment. Any bond registrar appointed under the provisions of
this Section shall be a bank, trust company or national banking
association maintaining its principal corporate trust office in
the State of Illinois, the City of St. Louis, Missouri or the
Borough of Manhattan, City and State of New York.
Section 7. Ad Valorem Tax Bonds. The bonds shall be
obligations of the Village payable solely from ad valorem taxes
levied without limitation as to rate or amount upon all the
taxable property in the Special Service Area.
Section 8. Form of Bonds. The bonds shall be issued as
fully registered bonds and shall be in substantially the following
form, the blanks to be appropriately completed when the bonds are
printed:
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United States of America
State of Illinois
County of Cook
VILLAGE OF MOUNT PROSPECT
SPECIAL SERVICE AREA NUMBER SIX
UNLIMITED TAX BOND
INTEREST RATE MATURITY DATE
The VILLAGE OF MOUNT PROSPECT, a municipal corporation
and a home rule unit of the State of Illinois situate in the
County of Cook, acknowledges itself indebted and for value
received hereby promises to pay, solely from the source herein
described, to
registered owner hereof,
of
the
or registered assigns, the principal sum
Dollars on the maturity date specified
above, and to pay interest on such principal sum from the date
hereof at the interest rate per annum specified above, computed on
the basis of a 360 day year consisting of twelve 30 day months and
payable in lawful money of th~ United States of America on
December l, 1988 and semiannually thereafter on June 1 and
December 1 in each year until the principal sum shall have been
paid, by check or draft mailed to the registered owner of record
hereof as of the 15th day of the calendar month next preceding
such interest payment date, at the address of such owner appearing
on the registration books maintained by the Village for,such pur-
pose at the prin6ipal corporate trust office of American National
Bank and Trust Company of Chicago, in the city of Chicago,
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Illinois, as bond registrar or its successor (the "Bond Regis-
trar''). This bond, as to principal when due, will be payable in
l~Qful ~oney of the United States of America upon presentation and
surrender of this bond at the principal corporate trust office of
the Bond Registrar.
This bond is one of a series of bonds issued in the
aggregate principal amount of $350,000, which are all of like
tenor except as to date, maturity, option of redemption and rate
of interest and which are authorized and issued under and pursuant
to Section 6 of Article VII of the Illinois Constitution of 1970,
and Chapter 120, Section 1301 et seq. of the Illinois Revised
Stat~te~ and under and in acc6rdance with an ordinance adopted by
the President a~d Board of Trustees of the Village on June 21,
1988 and entitled: "Ordinance Authorizing the Issuance of
$350,000 Special Service Area Number Six Unlimited Tax Bonds of
the Village of Mount Prospect, Illinois."
All of th~ bonds of ~aid series are payable solely from
ad valorem taxes to be levled without limitation as to rate or
amount upon the taxable property in that area of the Village
designated as the "Village of Mount Prospect Special Service Area
6" pursuant to an ordinance adopted by the President and Board of
Trustees of the Village on April 8, 1987.
The bonds of such ~e~i~s maturing on or after
December l, 1999 are subject to redemption prior to maturity at
the option of the Village and upon notice as herein provided, in
inverse order of maturity and by lot within a single maturity, on
December 1, 1998 and on any interest payment date thereafter, at a
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redemption price equal to the principal amount thereof to be
redeemed. Notice of the redemption of bonds will be mailed not
l~ss than 30 days nor more than 60 days prior to the date fixed
for such redemption to the registered owners of bonds to be
redeemed at their last addresses appearing on such registration
books. The bonds or portions thereof specified in said notice
shall become due and payable at the applicable redemption price on
the redemption date therein designated, and if, on the redemption
date, moneys for payment of the redemption price of all the bonds
or portions thereof to be redeemed, together with interest to the
redemption date, shall be available for such payment on said date,
and if notice of redemption shall have been mailed as aforesaid
(and notwithstanding any defect therein or the lack of actual
receipt thereof by any reglstered owner) then from and after the
redemption date interest on such bonds or portions thereof shall
cease to accrue and become payable.
This bond is transferable only upon such registration
books by the registered owner hereof in person, or by his attorney
duly authorized in writing, upon surrender hereof at the principal
corporate trust office of the Bond Registrar together with a writ-
ten instrument of transfer satisfactory to the Bond Registrar duly
executed by the registered owner or by his duly authorized attor-
ney, and thereupon a new registered bond or bonds, in the author-
ized denominations of $5,000 or any integral multiple thereof and
of the same aggregate principal amount, maturity and interest rate
as this bond shall be issued to the transferee in exchange there-
for. In like manner, this bond may be exchanged for an equal
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aggregate principal amount of bonds of the same maturity and
interest rate and of any of such authorized denominations. The
village or the Bond Registrar may make a charge sufficient to
relmburse it for any tax, fee or other governmental charge
required to be paid with respect to the transfer or exchange of
this bond. No other charge shall be made for the privilege of
making such transfer or exchange. The Village and the Bond Regis-
trar may treat and consider the person in whose name this bond is
registered as the absolute owner hereof for the purpose of receiv-
ing payment of, or on account of, the principal and interest due
hereon and for all other purposes whatsoever.
This bond shall not be valid or become obligatory for
any purpose until the certificate of authentication hereon shall
have been duly executed by the Bond Registrar.
It is hereby certified, recited and declared that all
acts, conditions and things required to be done, exist and be
performed precedent to and in the issuance of this bond in order
to make it a legal, valid and binding obligation of the Village
have been done, exist and have been performed in regular and due
time, form and manner as required by law, and that the series of
bonds of which this bond is one, together with all other indebted-
ness of the Village is within every debt or other limit prescribed
by law.
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IN WITNESS WHEREOF, the Village of Mount Prospect has
caused this bond to be executed in its name and on its behalf by
th~ manual or facsimile signature of its Village President, and
its corporate seal, or a facsimile thereof, to be hereunto affixed
or otherwise reproduced hereon and attested by the manual or fac-
simile signature of its Village Clerk.
Dated:
VILLAGE OF MOUNT PROSPECT
Village President
Attest:
CERTIFICATE OF AUTHENTICATION
This bond is one of the Special
Service Area Number Six Unlim-
ited Tax Bonds, described in
the within mentioned Ordinance.
American National Bank and
Trust Company of Chicago,
as Bond Registrar
Village Clerk
By
Authorized Officer
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ASSIGNMENT
For value received the undersigned sells, assigns and
ransfers unto
the within bond and hereby irrevocably constitutes and appoints
attorney to transfer the
said bond on the books kept for registration thereof, with full
power of substitution in the premises.
Dated
Signature Guarantee:
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Section 9. Levy and Extension of Taxes. For the
purpose of providing the money required to pay the interest on the
bonds when and as the same falls due and to pay and discharge the
principal thereof as the same shall mature, there is hereby levied
upon all the taxable property in the Special Service Area, in each
year while any of the bonds shall be outstanding, a direct annual
tax sufficient for that purpose in addition to all other taxes, as
follows:
Tax Levy Year
A Tax Sufficient to Produce
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
Interest
$46,142.71
34,912.50
34,287.50
33,647.50
37,987.50
36,975.00
35,940.00
34,890.00
38,840.80
37,420.00
40,980.00
39,155.00
42,305.00
40,055.00
37,775.00
40,495.00
37,800.00
principal coming due at any time when there
shall be insufficient funds on hand to pay the same shall be paid
promptly when due from current funds on hand in advance of the
collection of the taxes herein levied; and when said taxes shall
have been collected, reimbursement shall be made to the said funds
in the amounts thus advanced.
As soon as this ordinance becomes effective, a copy
thereof certified by the Village Clerk, which certificate shall
recite that this ordinance has been duly adopted, shall be filed
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with the County Clerk of Cook County, Illinois, who is hereby
directed to ascertain the rate per cent required to produce the
aggregate tax hereinbefore provided to be levied in the years 1988
to 2004, inclusive, and to extend the same for collection on the
tax books in connection with other taxes levied in said years, in
and by the Village for general corporate purposes of the Village,
and in said years such annual tax shall be levied and collected
with respect to taxable property within the Special Service Area,
in like manner as taxes for general corporate purposes for said
years are levied and collected and, when collected, such taxes
shall be used solely for the purpose of paying the principal of
and interest on the bonds herein authorized as the same become due
and payable.
Section 10. Debt S~rvioe Fund. Moneys derived from
taxes herein levied are appropriated and set aside for the sole
purpose of paying principal of and interest on the bonds when and
as the same come due. All of such moneys, and all other moneys to
be used for the payment of the principal of and interest on the
bonds, shall be deposited in the Special Service Area 1988 Debt
Service Fund (the "1988 Debt Service Fund") which is hereby estab-
lished as a special fund of the Village and shall be administered
as a bona fide debt service fund under the Internal Revenue Code
of 1986. A portion of the proceeds of sale of the bonds equal to
the interest due on the bonds on December 1, 1988, shall be depos-
ited in the 1988 Debt Service Fund.
Section 11. Bond Proceeds Fund. All of the proceeds of
sale of the bonds (exclusive of the amount deposited in the 1988
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Debt Service Fund pursuant to Section 10) shall be deposited in
the Special Service Area 1988 Bond Proceeds Fund (the "1988 Bond
P~o~ed~ Fund") which is hereby established as a special fund of
the Village. Moneys in the 1988 Bond Proceeds Fund shall be used
for the purposes specified in Section 1 of this ordinance and for
the payment of costs of issuance of the bonds, but may hereafter
be reappropriated and used for other purposes. Before any such
reappropriation shall be made, there shall be filed with the Vil-
lage Clerk an opinion of a nationally recognized bond counsel to
the effect that such reappropriation will not adversely affect the
exemption fr6m federal income taxation of interest on the bonds.
Section 12~ Rebate Fund. The Village hereby estab-
lishes a spe6ial fund, designated as the Special Service Area 1988
Rebate Fund (th~ "1988 Rebate Fund"). In the event that the Vil-
lage shall invest moneys in the 1988 Bond Proceeds Fund or the
1988 Debt Service Fund in any investments which generate income
that must be rebated or paid to the United States of America pur-
suant to Section 148(f) of the Internal Revenue Code of 1986, such
income shall be deposited annually, within 10 days after the anni-
versary date of the date of issuance and delivery of the bonds, in
the 1988 Rebate Fund. Moneys in the 1988 Rebate Fund shall be
applied to pay such sums as are required to be paid to the United
States of America pursuant to Section 148(f) of the Internal Reve-
nue Code of 1986 and are hereby appropriated and set aside for
such purpose. Moneys in the 1988 Rebate Fund may be reappropri-
ated and used for other purposes. No such reappropriation and use
shall relieve the Village of its obligation to make payments to
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the United States of America as required by Section 148(f) of the
Internal Revenue Code of 1986.
Section 13. Investment Regulatlons. No investment
shall be made of any moneys in the 1988 Debt Service Fund, the
1988 Bond Proceeds Fund or the 1988 Rebate Fund except in accor-
dance with the tax covenants set forth in Section 14 of this ordi-
nance. Except as required by Section 12 of this ordinance, all
income derived ~rom such investments in respect of moneys or
securities in any Fund shall ~ credited in each case to the Fund
in which such moneys or securities are held.
Any moneys in any Fund that are subject to investment
yield restrictions m~y be invested in United States Treasury Secu-
rities, State a~d Local Government Series, pursuant to the regula-
tions of th~ United States Treasury Department, Bureau of Public
Debt. The Finance Director and agents designated by him are
hereby authorized to submit, on behalf of the Village, subscrip-
tions f6r such Unlte~d States Treasury Securities and to request
red6mption of such United states Treasury Securities.
Section 14. Tax Covenants. The Village shall not take,
or omit to take, any action lawful and within its power to take,
which action or omission would cause interest on any bond to
become subject to federal income taxes in addition to federal
income taxes to whi6h interest on such bond is subject on the date
of original issuance thereof.
T~h~ Village shall not hermit any of the proceeds of the
bond~, Or any fa6ilities financed with such proceeds, to be used
in any manner that ~ould cause any bond to constitute a "private
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activity bond" within the meaning of Section 141 of the Internal
Revenue Code of 1986.
The Village shall not permit any of the proceeds of the
bonds or other moneys to be invested in any manner that would
cause any bond to constitute an "arbitrage bond" within the mean-
ing of Section 148 of the Internal Revenue Code of 1986.
The Village shall comply with the provisions of Section
148(f) of the Internal Revenue Code of 1986 relating to the rebate
of certain investment earnings at periodic intervals to the United
States of Ameri6a; provided, however, that compliance with such
provisions shall not be required to the extent that there shall
have been filed with the Village Clerk an opinion of nationally
recognized bond counsel to the effect that such compliance is not
necessary to preserve the exemption from federal income taxes of
interest on the bonds.
Section 15. Bank Qualified Bonds. Pursuant to Section
265(b)(3) (B) (ii) of the Internal Revenue Code of 1986, the Village
hereby designates the bonds as "qualified tax-exempt obligations"
as defined in Section 265(b) (3) of the Internal Revenue Code of
1986. The Village represents that the reasonably anticipated
amount of tax-exempt obligations that will be issued by the Vil-
lage and all subordinate entities of the Village during 1988 does
not exceed $10,000,000. The Village covenants that it will not
designate and issue more than $10,000,000 aggregate principal
amount of tax-exempt obligations in 1988. For purposes of the two
preceding sentences, the term "tax-exempt obligations" includes
'qualified 501(c) (3) bonds" (~s defined in the Section 145 of the
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Internal Revenue Code of 1986)
but does not include other "private
activity bonds" (as defined in Section 141 of the Internal Revenue
~ode of 1986).
Beotion 16. Ordinance to Constitute a Contract. The
provisions of this ordinance shall constitute a contract between
the Village and the registered owners of the bonds. Any pledge
made in this ordinance and the provisions, covenants and agree-
ments herein set forth to be performed by or on behalf of the
Village shall be for the equal benefit, protection and security of
the owners of any and all of the bonds. All of the bonds, regard-
less of the time or times of their issuance, shall be of equal
rank without preference, priority or distinction of any of the
bonds over any 6ther thereof except as expressly provided in or
pursuant to this ordinance. This ordinance shall constitute full
authority for the issuance of the bonds and to the extent that the
provisions of this ordinanc~ ~onflict with the provisions of any
other ordinance or resolution of the Village, the provisions of
this ordinance shall control. If any section, paragraph or provi-
sion of this ordinance shall be held to be invalid or unenforce-
able for any reason, the invalidity or unenforceability of such
section, paragraph or provision shall not affect any of the re-
maining provisions of this ordinance.
Section 17. Publication and Notice. The Village Clerk
is hereby authorized and directed to publish this ordinance in
pamphlet form and to file copies thereof for public inspection in
her office. The Village Clerk is hereby authorized and directed
to cause notice of adoption of this ordinance to be published in
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he "Mount Prospect Herald," a newspaper of general circulation in
the Village. Said notice shall be in substantially the following
form:
"Public Notice
Notice is hereby given that on June 21, 1988, the Presi-
dent and Board of Trustees of the Village of Mount Prospect,
Illinois adopted an ordinance entitled: "Ordinance Authorizing
the Issuance of~$350,000 Special Service Area Number Six Unlimited
Tax Bonds of the Village of Mount Prospect, Illinois," and that
copies of said ordinance are on file and available for public
inspection at the office of the Village Clerk of the Village of
Mount Prospect.
By /s/ Carol A. Fields
Village Clerk"
Se~tlon ~S. Effective Date. This ordinance shall
become effectiv~ in the manner provided by law.
Adopted this 21st d~y of June, 1988 by roll call vote as
follows:
Ayes: ARTHUR, FARLEY, FLOROS, MURAUSKIS, VAN GEEM
WATTENBERG
Nays: NONE
(SEAL)
Approved:
Villag~ President
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